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Order

Re:

Order


Order
File No. 201319





IN THE MATTER OF A DISCIPLINARY HEARING
PURSUANT TO SECTIONS 20 AND 24 OF BY-LAW NO. 1 OF
THE MUTUAL FUND DEALERS ASSOCIATION OF CANADA


Re: Stuart Henschel



ORDER


WHEREAS on May 29, 2013, the Mutual Fund Dealers Association of Canada (the
“MFDA”) issued a Notice of Hearing pursuant to sections 20 and 24 of MFDA By-law No. 1 in
respect of a disciplinary proceeding commenced against Stuart Henschel (the “Respondent”);

AND WHEREAS the first appearance in this proceeding took place by teleconference
before a hearing panel of the Prairie Regional Council of the MFDA (the “Hearing Panel”) on
July 19, 2013;

AND WHEREAS Staff of the MFDA made submissions to the Hearing Panel at the first
appearance with respect to scheduling and other procedural matters;

IT IS HEREBY ORDERED THAT:

1.
Service of the Notice of Hearing on the Respondent is deemed effective June 16, 2013;
and

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2.
The hearing of this matter on its merits has been scheduled to take place on October 24,
2013, commencing at 10:00 a.m. (Mountain) in Calgary, Alberta at a venue to be
announced. The hearing will be open to the public, except as may be required for the
protection of confidential matters.


DATED this 19th day of July, 2013.

“John D. James”
John D. James,

Chair

“Barbara Shourounis”
Barbara Shourounis,

Industry Representative

“Richard Sydenham”

Richard Sydenham,

Industry Representative

DM 347925 v2

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