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Order

Re:

Order

Order
File No. 201348


IN THE MATTER OF A DISCIPLINARY HEARING
PURSUANT TO SECTIONS 20 AND 24 OF BY-LAW NO. 1 OF
THE MUTUAL FUND DEALERS ASSOCIATION OF CANADA

Re: Edward Andrew Rempel



ORDER


WHEREAS
on October 15, 2013, the Mutual Fund Dealers Association of Canada (the
“MFDA”) issued a Notice of Hearing pursuant to sections 20 and 24 of MFDA
By-law No. 1 in respect of a disciplinary proceeding commenced against Edward Andrew
Rempel (the “Respondent”);

AND WHEREAS on October 18, 2013, the Notice of Hearing was served on counsel for
the Respondent with the consent of counsel for the Respondent;

AND WHEREAS on November 11, 2013, the Respondent served and filed a Reply to
the Notice of Hearing;

AND WHEREAS on November 27, 2013, the first appearance in this proceeding took
place by teleconference before a hearing panel of the Central Regional Council of the MFDA
(the “Hearing Panel”);

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AND WHEREAS counsel for Staff of the MFDA (“Staff”) and counsel for the
Respondent reached an agreement prior to the first appearance with respect to a schedule of
procedural steps to be completed prior to the hearing of this matter on its merits;

AND UPON hearing submissions from counsel for Staff and counsel for the Respondent
concerning scheduling and other procedural matters;

IT IS HEREBY ORDERED THAT:

1)
If either party wishes to bring a motion prior to the commencement of the hearing
of this matter on its merits, the moving party may bring a motion in accordance with
Rule 6 of the MFDA Rules of Procedure such that the proposed motion can be heard in
person or by teleconference on Tuesday, June 3, 2014 or on an earlier date that may be
scheduled prior to the hearing on the merits;

2)
Subject to any further order of the Hearing Panel, the hearing of this matter on its
merits shall take place before the Hearing Panel in the hearing room located at
121 King Street West, Suite 1000, Toronto, Ontario from Monday, June 23, 2014 to
Friday, June 27, 2014 inclusive, commencing daily at 10:00 a.m. (Eastern) or as soon
thereafter as the matter can be heard.

DATED this 27th day of November, 2013.

“Terrance Sweeney”
Terrance Sweeney,

Chair

“Brigitte Geisler”
Brigitte Geisler,

Industry Representative

“Vlasios Kardaras”
Vlasios Kardaras,
Industry Representative

DM 366530 v2
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