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Order

Re:

Order


Order
File No. 201432






IN THE MATTER OF AN APPLICATION
PURSUANT TO SECTION 24.3 OF BY-LAW NO. 1 OF
THE MUTUAL FUND DEALERS ASSOCIATION OF CANADA


Re: Gilles Robert Latour



ORDER



WHEREAS on October 22, 2014, the Mutual Fund Dealers Association of Canada (the
“MFDA”) issued a Notice of Application pursuant to section 24.3 of MFDA By-Law No. 1 (the
“By-law”), in respect of an Application commenced against Gilles Robert Latour (“Latour”);

AND WHEREAS a hearing of the Application was held on October 24, 2014, with
notice to Latour, before a Hearing Panel (the “Hearing Panel”) of the Central Regional Council
of the MFDA;

AND WHEREAS on October 24, 2014, Latour requested an adjournment of the hearing
of the Application for an opportunity to be represented by counsel, and following submissions
from the parties, the Hearing Panel adjourned the hearing of the Application to November 11,
2014, on certain terms and conditions imposed on Latour;

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IT IS HEREBY ORDERED THAT:

1.
The hearing of the Application is adjourned to November 11, 2014, at 10:00 a.m.
(Eastern), to be heard by the Hearing Panel in the hearing room at the offices of the MFDA
located at 121 King Street West, Suite 1000, Toronto, Ontario.

2.
Pending the return of the hearing of the Application on November 11, 2014, Latour is
prohibited from engaging in any securities related activities outside Equity Associates Inc.
(“Equity”), a Member of the MFDA, including borrowing from clients or non-clients, whether
known or not known by Equity.

3.
The hearing of the Application against Latour on November 11, 2014 will proceed on a
peremptory basis.

4.
Any responding materials from Latour shall be served on the MFDA on or before
November 4, 2014.


DATED this 24th day of October, 2014.

“Mark J. Sandler”
Mark J. Sandler

Chair

“Guenther Kleberg”
Guenther Kleberg

Industry Representative

“David W. Kerr”
David W. Kerr

Industry Representative

DM 400096 v2

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