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Order

Re:

Order

Order
File No. 201545




IN THE MATTER OF A DISCIPLINARY HEARING
PURSUANT TO SECTIONS 20 AND 24 OF BY-LAW NO. 1 OF
THE MUTUAL FUND DEALERS ASSOCIATION OF CANADA

Re: Jeffrey D. Mushaluk



ORDER
(ARISING FROM APPEARANCE ON MARCH 21, 2016)



WHEREAS on January 11, 2016, the Mutual Fund Dealers Association of Canada (the
“MFDA”) issued a Notice of Hearing pursuant to sections 20 and 24 of By-law No. 1 in respect
of a disciplinary proceeding commenced against Jeffrey D. Mushaluk (the “Respondent”);

AND WHEREAS the Notice of Hearing was served on the Respondent by courier on
January 22, 2016;

AND WHEREAS the first appearance in this proceeding took place by teleconference
before the Chair of a hearing panel of the Pacific Regional Council of the MFDA (the “Hearing
Panel”) on March 21, 2016 at 10:00 a.m. (Pacific) in accordance with s. 19.13(b) of MFDA By-
law No. 1;

AND WHEREAS counsel for Staff of the MFDA (“Staff”) and the Respondent agreed
on a schedule prior to the first appearance and made submissions to the Chair of the Hearing
Panel at the first appearance with respect to scheduling and other procedural matters;

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IT IS HEREBY ORDERED THAT:

1.
Staff shall provide pre-hearing disclosure by March 30, 2016;

2.
The Respondent shall provide pre-hearing disclosure by May 26, 2016; and

3.
Subject to any further order of the Hearing Panel, the hearing of this matter on its merits
shall take place before the Hearing Panel in Vancouver, British Columbia, at a venue to be
determined, on July 26-29, 2016, commencing at 10:00 a.m. (Pacific) each day, or as soon
thereafter as the matter can be heard.

DATED this 21st day of March, 2016.

“Stephen D. Gill”
Stephen D. Gill

Chair

DM 473141 v1
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