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Order

Re:

Order

Order
File No. 201556




IN THE MATTER OF A DISCIPLINARY HEARING
PURSUANT TO SECTIONS 20 AND 24 OF BY-LAW NO. 1 OF
THE MUTUAL FUND DEALERS ASSOCIATION OF CANADA

Re: Mohammed Yaasir Husain



ORDER
(ARISING FROM APPEARANCE ON JANUARY 7, 2016)



WHEREAS on November 17, 2015, the Mutual Fund Dealers Association of Canada
(the “MFDA”) issued a Notice of Hearing pursuant to sections 20 and 24 of By-law No. 1 in
respect of a disciplinary proceeding commenced against Mohammed Yaasir Husain (the
“Respondent”);

AND WHEREAS the Notice of Hearing was served on the Respondent by process
server on December 2, 2015;

AND WHEREAS the first appearance in this proceeding took place by teleconference
before the Chair of a hearing panel of the Pacific Regional Council of the MFDA (the “Hearing
Panel”) on January 7, 2016 at 9:30 a.m. (Pacific) in accordance with s. 19.13(b) of MFDA By-
law No. 1;

AND WHEREAS counsel for Staff of the MFDA (“Staff”) and the Respondent agreed
on a schedule at the first appearance with respect to scheduling a hearing on the merits;

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IT IS HEREBY ORDERED THAT:

1.
Subject to any further order of the Hearing Panel, the hearing of this matter on its merits
shall take place before the Hearing Panel in Vancouver, British Columbia, at a venue to be
determined, on March 15-16, 2016, commencing at 10:00 a.m. (Pacific) each day, or as soon
thereafter as the matter can be heard.


DATED this 7th day of January, 2016.

“Thomas R. Braidwood”
The Hon. Thomas R. Braidwood, Q.C.

Chair

DM 461977 v1
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