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File No. 2016104

IN THE MATTER OF A DISCIPLINARY HEARING PURSUANT TO SECTIONS 20 AND 24 OF BY-LAW NO. 1 OF THE MUTUAL FUND DEALERS ASSOCIATION OF CANADA

Re: Anthony Ladislao Ayala

Order

ARISING FROM FIRST APPEARANCE ON APRIL 4, 2017

WHEREAS on January 2, 2017, the Mutual Fund Dealers Association of Canada (the “MFDA”) issued a Notice of Hearing pursuant to sections 20 and 24 of By-law No. 1 in respect of a disciplinary proceeding commenced against Anthony Ladislao Ayala (the “Respondent”);

AND WHEREAS on April 4, 2017, the first appearance in this proceeding was held as scheduled before one public representative of a Regional Council acting on behalf of a hearing panel of the Central Regional Council of the MFDA (the “Hearing Panel”), pursuant to s. 19.13 of MFDA By-Law No. 1;

AND WHEREAS counsel for Staff of the MFDA and the Respondent made submissions to the Chair of the Hearing Panel at the first appearance with respect to scheduling and other procedural matters;

IT IS HEREBY ORDERED THAT:

  1. The Respondent shall serve and file his Reply by April 25, 2017; and
  1. The hearing of this matter on its merits shall take place on August 16 and 17, 2017, commencing at 10:00 a.m. (Eastern), or as soon thereafter as the matter can be heard, in the hearing room at the offices of the MFDA, located at 121 King Street West, Suite 1000, Toronto, Ontario.

DATED: Apr 4, 2017

"John Lorn McDougall"

John Lorn McDougall

Chair


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