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Order

Re:

Order

Order
File No. 201627




IN THE MATTER OF A DISCIPLINARY HEARING
PURSUANT TO SECTIONS 20 AND 24 OF BY-LAW NO. 1 OF
THE MUTUAL FUND DEALERS ASSOCIATION OF CANADA

Re: Charles Albert Martin



ORDER
(ARISING FROM APPEARANCE ON MAY 24, 2016)



WHEREAS on March 21, 2016, the Mutual Fund Dealers Association of Canada (the
“MFDA”) issued a Notice of Hearing pursuant to sections 20 and 24 of MFDA By-law No. 1
(the “By-law”) in respect of a disciplinary proceeding commenced against Charles Albert Martin
(the “Respondent”);

AND WHEREAS on May 24, 2016, the first appearance in this proceeding was held
before one public representative of a Regional Council acting as Chair on behalf of a hearing
panel of the Central Regional Council of the MFDA (the “Hearing Panel”), pursuant to s. 19.13
of MFDA By-Law No. 1;

AND WHEREAS at the first appearance, Staff made submissions to the Chair of the
Hearing Panel with respect to scheduling and other procedural matters;

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IT IS HEREBY ORDERED THAT:

1.
An interim appearance in this matter shall take place on July 25, 2016 by teleconference
commencing at 10:00 a.m. (Eastern), or as soon thereafter as the appearance can be held;

2.
The hearing on the merits shall take place on October 11-12, 2016, commencing at 9:30
a.m. (Eastern) each day, or as soon thereafter as the hearing can be held, in the hearing room
located at the MFDA offices, 121 King Street West, Suite 1000, Toronto, Ontario.


DATED this 24th day of May, 2016.

“Mark J. Sandler”
Mark J. Sandler

Chair

DM 492648 v1
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