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File No. 201649

IN THE MATTER OF A DISCIPLINARY HEARING PURSUANT TO SECTIONS 20 AND 24 OF BY-LAW NO. 1 OF THE MUTUAL FUND DEALERS ASSOCIATION OF CANADA

Re: Jason Perry Boldt

Order

OCTOBER 3, 2016

WHEREAS on July 28, 2016, the Mutual Fund Dealers Association of Canada (the “MFDA”) issued a Notice of Hearing pursuant to sections 20 and 24 of By-law No. 1 in respect of a disciplinary proceeding commenced against Jason Perry Boldt (the “Respondent”);

AND WHEREAS the Notice of Hearing was personally served on the Respondent on September 23, 2016;

AND WHEREAS on October 3, 2016, the first appearance in this proceeding was held as scheduled before one public representative of a Regional Council acting on behalf of a hearing panel of the Prairie Regional Council of the MFDA (the “Hearing Panel”), pursuant to s. 19.13 of MFDA By-Law No. 1;

AND WHEREAS the Respondent and counsel for Staff of the MFDA made submissions to the Chair of the Hearing Panel at the first appearance with respect to scheduling and other procedural matters;

IT IS HEREBY ORDERED THAT:

  1. The hearing of this matter on its merits shall take place on January 10-11, 2017, commencing at 10:00 a.m. (Mountain) each day, or as soon thereafter as the matter can be held, at a venue to be announced in Edmonton, Alberta.

DATED: Oct 3, 2016

"Shelley L. Miller"

Shelley L. Miller

Chair


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