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IN THE MATTER OF A DISCIPLINARY HEARING PURSUANT TO SECTIONS 20 AND 24 OF BY-LAW NO. 1 OF THE MUTUAL FUND DEALERS ASSOCIATION OF CANADA

Re: Ryan Raymond Edward Dibbley

Order

(ARISING FROM FIRST APPEARANCE ON NOVEMBER 2, 2016)

WHEREAS on August 15, 2016, the Mutual Fund Dealers Association of Canada (the “MFDA”) issued a Notice of Hearing pursuant to sections 20 and 24 of MFDA By-law No. 1 (the “By-law”) in respect of a disciplinary proceeding commenced against Ryan Raymond Edward Dibbley (the “Respondent”);

AND WHEREAS on November 2, 2016, the first appearance in this proceeding was held before one public representative of a Regional Council acting as Chair on behalf of a hearing panel of the Central Regional Council of the MFDA (the “Hearing Panel”), pursuant to s. 19.13 of MFDA By-Law No. 1;

AND WHEREAS counsel for the Respondent and for Staff of the MFDA made submissions to the Chair of the Hearing Panel at the first appearance with respect to scheduling and other procedural matters;

IT IS HEREBY ORDERED THAT:

  1. Staff of the MFDA shall deliver disclosure pursuant to Rule 10.1 of the MFDA Rules of Procedure on or before February 4, 2017;
  1. The Respondent shall deliver disclosure pursuant to Rule 10.2 of the MFDA Rules of Procedure, if any, on or before February 24, 2017; and
  1. The parties shall re-attend at a teleconference before the Hearing Panel on March 1, 2017 to discuss any procedural matters, and to schedule the hearing of this matter on its merits.
  • J.L. McDougall
    J.L. McDougall
    Chair