news-banner

MFDA Order

View and Download English PDF
HomeCompleted Hearings201675 › Order201675

File No. 201675

IN THE MATTER OF A DISCIPLINARY HEARINGPURSUANT TO SECTIONS 20 AND 24 OF BY-LAW NO. 1 OFTHE MUTUAL FUND DEALERS ASSOCIATION OF CANADA

Re: Branislav Robert Djekic

Order

(ARISING FROM FIRST APPEARANCE ON NOVEMBER 22, 2016)

WHEREAS on September 19, 2016, the Mutual Fund Dealers Association of Canada (the “MFDA”) issued a Notice of Hearing pursuant to sections 20 and 24 of By-law No. 1 in respect of a disciplinary proceeding commenced against Branislav Robert Djekic (the “Respondent”);

AND WHEREAS on October 19, 2016, the Notice of Hearing was personally served on the Respondent;

AND WHEREAS on November 22, 2016, the first appearance in this proceeding was held by teleconference before one public representative of a Regional Council acting on behalf of a hearing panel of the Central Regional Council of the MFDA (the “Hearing Panel”), pursuant to section 19.13(b) of MFDA By-law No. 1;

AND WHEREAS the Respondent and counsel for Staff of the MFDA attended the first appearance by teleconference and made submissions to the Hearing Panel with respect to scheduling and other procedural matters;

IT IS HEREBY ORDERED THAT:

  1. The Respondent shall serve and file a Reply to the Notice of Hearing on or before December 6, 2016; and
  2. The hearing of this matter on its merits shall take place before the Hearing Panel in the hearing room located at 121 King Street West, Suite 1000, Toronto, Ontario on March 22, 2017, commencing at 10:00 a.m. (Eastern), or as soon thereafter as the matter can be heard.

DATED: Nov 22, 2016

"Frederick W. Chenoweth"

Frederick W. Chenoweth

Chair


512108