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IN THE MATTER OF A DISCIPLINARY HEARING PURSUANT TO SECTIONS 20 AND 24 OF BY-LAW NO. 1 OF THE MUTUAL FUND DEALERS ASSOCIATION OF CANADA

Re: Timothy Glenn Ocampo Solis

Order

(ARISING FROM FIRST APPEARANCE ON JANUARY 12, 2017)

WHEREAS on October 4, 2016, the Mutual Fund Dealers Association of Canada (the “MFDA”) issued a Notice of Hearing pursuant to sections 20 and 24 of By-law No. 1 in respect of a disciplinary proceeding commenced against Timothy Glenn Ocampo Solis (the “Respondent”);

AND WHEREAS on January 12, 2017, the first appearance in this proceeding was held as scheduled before one public representative of a Regional Council acting on behalf of a hearing panel of the Central Regional Council of the MFDA (the “Hearing Panel”), pursuant to s. 19.13 of MFDA By-Law No. 1;

AND WHEREAS the parties made submissions to the Hearing Panel at the first appearance with respect to scheduling and other procedural matters;

IT IS HEREBY ORDERED THAT:

  1. The next appearance in this matter is scheduled on March 9, 2017, commencing at 9:30 a.m. (Eastern), or as soon thereafter as the matter can be heard.
  • Martin L. Friedland
    Martin L. Friedland
    Chair