IN THE MATTER OF A DISCIPLINARY HEARING PURSUANT TO SECTIONS 20 AND 24 OF BY-LAW NO. 1 OF THE MUTUAL FUND DEALERS ASSOCIATION OF CANADA
Re: Timothy Glenn Ocampo Solis
WHEREAS on October 4, 2016, the Mutual Fund Dealers Association of Canada (the “MFDA”) issued a Notice of Hearing pursuant to sections 20 and 24 of By-law No. 1 in respect of a disciplinary proceeding commenced against Timothy Glenn Ocampo Solis (the “Respondent”);
AND WHEREAS on January 12, 2017, the first appearance in this proceeding was held as scheduled before one public representative of a Regional Council acting on behalf of a hearing panel of the Central Regional Council of the MFDA (the “Hearing Panel”), pursuant to s. 19.13 of MFDA By-Law No. 1;
AND WHEREAS the parties made submissions to the Hearing Panel at the first appearance with respect to scheduling and other procedural matters;
IT IS HEREBY ORDERED THAT:
- The next appearance in this matter is scheduled on March 9, 2017, commencing at 9:30 a.m. (Eastern), or as soon thereafter as the matter can be heard.
Martin L. FriedlandMartin L. FriedlandChair