
IN THE MATTER OF A DISCIPLINARY HEARINGPURSUANT TO SECTIONS 20 AND 24 OF BY-LAW NO. 1 OFTHE MUTUAL FUND DEALERS ASSOCIATION OF CANADA
Re: Adam Kryn Vandermey
Order
WHEREAS on January 27, 2017 the Mutual Fund Dealers Association of Canada (“MFDA”) issued a Notice of Hearing pursuant to sections 20 and 24 of By-law No. 1 in respect of a disciplinary proceeding commenced against Adam Kryn Vandermey (“Respondent”);
AND WHEREAS the first appearance in this hearing was held before a Hearing Panel of the Central Regional Council of the MFDA (“Hearing Panel”) on April 12, 2017;
AND WHEREAS the Hearing Panel, after submissions from Staff of the MFDA (“Staff”) determined that every reasonable effort was made to serve the Respondent;
AND WHEREAS no one appeared on behalf of the Respondent, although properly served as determined by the Hearing Panel;
IT IS HEREBY ORDERED THAT:
- this matter shall proceed to a hearing on its merits on August 24, 2017 at 10:00 a.m. (Eastern), in the hearing room at the offices of the MFDA located at 121 King Street West, Suite 1000, Toronto, Ontario; and
- if at any time a non-party to this proceeding, with the exception of the bodies set out in section 23 of MFDA By-law No. 1, requests production of or access to exhibits in this proceeding that contain personal information as defined by the MFDA Privacy Policy, then the MFDA Corporate Secretary shall not provide copies of or access to the requested exhibits to the non-party without first redacting from them any and all personal information, pursuant to Rules 1.8(2) and (5) of the MFDA Rules of Procedure.
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Paul M. Moore, Q.C.Paul M. Moore, Q.C.Chair