MFDA Order

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File No. 201746

IN THE MATTER OF A DISCIPLINARY HEARING PURSUANT TO SECTIONS 20 AND 24 OF BY-LAW NO. 1 OF THE MUTUAL FUND DEALERS ASSOCIATION OF CANADA

Re: Boyd Dean Yahn

Order

(ARISING FROM FIRST APPEARANCE ON MAY 30, 2017)

WHEREAS on April 13, 2017, the Mutual Fund Dealers Association of Canada (“MFDA”) issued a Notice of Hearing pursuant to sections 20 and 24 of By-law No. 1 in respect of a disciplinary proceeding commenced against Boyd Dean Yahn (“Respondent”);

AND WHEREAS the Notice of Hearing was served on the Respondent by registered mail on April 19, 2017;

AND WHEREAS the first appearance in this proceeding took place by teleconference before the Chair of a hearing panel of the Prairie Regional Council of the MFDA (“Hearing Panel”) on May 30, 2017 at 10:00 a.m. (Mountain) in accordance with s. 19.13(b) of MFDA By-law No. 1;

AND WHEREAS the Respondent, having been served with notice of the first appearance, and having informed Staff that he would not be attending, did not attend the first appearance either in person or through a representative;

AND UPON hearing submissions from counsel for Staff of the MFDA (“Staff”) during the first appearance with respect to scheduling and other procedural matters.

IT IS HEREBY ORDERED THAT:

  1. Subject to any further order of the Hearing Panel, the hearing of this matter on its merits shall take place before the Hearing Panel in Saskatoon, Saskatchewan, at a venue to be determined, on September 7, 2017, commencing at 10:00 a.m. (Central), or as soon thereafter as the matter can be heard.

DATED: May 30, 2017

"Shelley L. Miller"

Shelley L. Miller

Chair


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