Order

WHEREAS on January 24, 2018, the Mutual Fund Dealers Association of Canada (“MFDA”) issued a Notice of Hearing pursuant to sections 20 and 24 of By-law No. 1 in respect of a disciplinary proceeding commenced by Staff of the MFDA (“Staff”) against Graham Allan Coltart (“Respondent”);

AND WHEREAS in accordance with Rules 7.1(2) and 4.2 of the MFDA Rules of Procedure, the Notice of Hearing was served on the Respondents by courier and e-mail on February 1, 2018;

AND WHEREAS the first appearance in this proceeding took place by teleconference before the Chair of a hearing panel of the Central Regional Council of the MFDA (“Hearing Panel”) on March 29, 2018 at 9:00 a.m. (Eastern) in accordance with s. 19.13(b) of MFDA By-law No. 1;

AND WHEREAS Staff and the Respondent made submissions to the Chair of the Hearing Panel at the first appearance with respect to scheduling and other procedural matters;

IT IS HEREBY ORDERED THAT:

1. In accordance with Rule 8 of the MFDA Rules of Procedure, the Respondent shall serve and file its Reply to the Notice of Hearing on or before April 27, 2018;

2. In accordance with Rule 10.1 of the MFDA Rules of Procedure, Staff shall provide
   pre-hearing disclosure to the Respondent on or before July 13, 2018;

3. In accordance with Rule 10.2 of the MFDA Rules of Procedure, the Respondent shall provide pre-hearing disclosure to Staff on or before July 23, 2018; and

4. The hearing of this matter on its merits shall take place in the hearing room at the offices of the MFDA, located at 121 King Street West, Suite 1000, Toronto, Ontario from August 13, 2018 to August 14, 2018, commencing at 10:00 a.m. (Eastern) each day, or as soon thereafter as the matter can be heard.