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IN THE MATTER OF A DISCIPLINARY HEARING PURSUANT TO SECTIONS 20 AND 24 OF BY-LAW NO. 1 OF THE MUTUAL FUND DEALERS ASSOCIATION OF CANADA

Re: Heather Nicola Churchill

Order

(ARISING FROM FIRST APPEARANCE ON APRIL 25, 2018)

WHEREAS on February 13, 2018, the Mutual Fund Dealers Association of Canada (“MFDA”) issued a Notice of Hearing pursuant to sections 20 and 24 of By-law No. 1 in respect of a disciplinary proceeding commenced against Heather Nicola Churchill (“Respondent”);

AND WHEREAS on April 25, 2018, the first appearance in this proceeding was held by teleconference before one public representative of a Regional Council acting on behalf of a hearing panel of the Central Regional Council of the MFDA (“Hearing Panel”), pursuant to section 19.13(b) of MFDA By-law No. 1;

AND WHEREAS the Respondent and counsel for Staff of the MFDA attended the first appearance by teleconference and made submissions to the Hearing Panel with respect to scheduling and other procedural matters;

IT IS HEREBY ORDERED THAT a second appearance in this proceeding shall take place by teleconference on May 28, 2018 at 10:00 a.m. (Eastern).

  • John Lorn McDougall
    John Lorn McDougall
    Chair

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