MFDA Order

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File No. 201831

IN THE MATTER OF A DISCIPLINARY HEARINGPURSUANT TO SECTIONS 20 AND 24 OF BY-LAW NO. 1 OFTHE MUTUAL FUND DEALERS ASSOCIATION OF CANADA

Re: Ghassan Alathamna

Order

(ARISING FROM APPEARANCE ON NOVEMBER 29, 2019)

WHEREAS on February 16, 2018, the Mutual Fund Dealers Association of Canada (the “MFDA”) issued a Notice of Hearing pursuant to sections 20 and 24 of By-law No. 1 (the “Notice of Hearing”) in respect of a disciplinary proceeding commenced against Ghassan Alathamna (the “Respondent”) which shall take place before a hearing panel of the Central Regional Council (the “Hearing Panel”);

AND WHEREAS on November 29, 2018, an appearance was held before the Hearing Panel, with counsel for Staff attending in person and the Respondent attending by teleconference;

IT IS HEREBY ORDERED THAT:

  1. Subject to any further order of the Hearing Panel, the hearing of this matter on its merits shall take place in the hearing room located at the offices of the MFDA at 121 King Street West, Suite 1000, Toronto, Ontario on Thursday, April 11, 2019, at 10:00 a.m. or as soon thereafter as the matter can be heard.

DATED: Nov 29, 2018

"Martin L. Friedland"

Martin L. Friedland

Chair


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