WHEREAS on April 12, 2018, the Mutual Fund Dealers Association of Canada (the “MFDA”) issued a Notice of Hearing pursuant to sections 20 and 24 of By-law No. 1 in respect of a disciplinary proceeding commenced against Rajbir Singh (the “Respondent”);
AND WHEREAS the Notice of Hearing was served on the Respondent by registered mail on June 13, 2018;
AND WHEREAS on August 14, 2018, the first appearance in this proceeding was held before one public representative of a Regional Council acting as Chair on behalf of a hearing panel of the Central Regional Council of the MFDA (the “Hearing Panel”), pursuant to s. 19.13 of MFDA By-Law No. 1, during which time the hearing on the merits in this matter was scheduled to take place on December 19, 2018, commencing at 10:00 am (Eastern) in the MFDA hearing room located at 121 King Street West, Suite 1000, Toronto, Ontario;
AND WHEREAS during the first appearance Staff made submissions to the Chair of the Hearing Panel with respect to scheduling and other procedural matters;
IT IS HEREBY ORDERED THAT:
- The hearing of this matter on its merits shall take place on December 19, 2018, commencing at 10:00 a.m. (Eastern), or as soon thereafter as the matter can be heard, in the hearing room at the MFDA offices, located at 121 King Street West, Suite 1000, Toronto, Ontario.
Martin L. FriedlandMartin L. FriedlandChair