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File No. 201849

IN THE MATTER OF A DISCIPLINARY HEARING PURSUANT TO SECTIONS 20 AND 24 OF BY-LAW NO. 1 OF THE MUTUAL FUND DEALERS ASSOCIATION OF CANADA

Re: David Michael Gordon

Order

(ARISING FROM FIRST APPEARANCE ON AUGUST 23, 2018)

WHEREAS on April 23, 2018, the Mutual Fund Dealers Association of Canada (“MFDA”) issued a Notice of Hearing pursuant to sections 20 and 24 of By-law No. 1 in respect of a disciplinary proceeding commenced against David Michael Gordon (“Respondent”);

AND WHEREAS on August 23, 2018, the first appearance in this proceeding was held by teleconference before one public representative of a Regional Council acting on behalf of a hearing panel of the Pacific Regional Council of the MFDA (“Hearing Panel”), pursuant to section 19.13(b) of MFDA By-law No. 1;

AND WHEREAS the Respondent’s counsel did attend the first appearance, and was properly served with the Notice of Hearing;

AND WHEREAS counsel for Staff of the MFDA attended the first appearance by teleconference and made submissions to the Hearing Panel with respect to scheduling;

IT IS HEREBY ORDERED THAT the hearing of this matter on its merits shall take place before the Hearing Panel on February 26 and 27, 2019, commencing at 10:00 a.m. (Pacific) each day, or as soon thereafter as the matter can be heard, in the hearing room at the British Columbia Securities Commission, located at 701 West Georgia Street, Suite 1200, Vancouver, British Columbia.

DATED: Aug 23, 2018

"Thomas Braidwood"

Thomas Braidwood

Chair


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