WHEREAS on July 27, 2018, the Mutual Fund Dealers Association of Canada (the “MFDA”) issued a Notice of Hearing pursuant to sections 20 and 24 of By-law No. 1 in respect of a disciplinary proceeding commenced against Brian Arthur Greigson (the “Respondent”);
AND WHEREAS the Notice of Hearing was served on the Respondent by email on August 23, 2018;
AND WHEREAS on October 9, 2018, the first appearance in this proceeding was held before one public representative of a Regional Council acting as Chair on behalf of a hearing panel of the Central Regional Council of the MFDA (the “Hearing Panel”), pursuant to s. 19.13 of MFDA By-Law No. 1, during which time the hearing on the merits in this matter was scheduled to take place on January 24, 2019, commencing at 10:00 am (Eastern) in the MFDA hearing room located at 121 King Street West, Suite 1000, Toronto, Ontario;
AND WHEREAS during the first appearance Staff made submissions to the Chair of the Hearing Panel with respect to scheduling and other procedural matters;
IT IS HEREBY ORDERED THAT:
- The hearing of this matter on its merits shall take place on January 24, 2019, commencing at 10:00 am (Eastern) in the MFDA hearing room, located at 121 King Street West, Suite 1000, Toronto, Ontario.
Martin L. FriedlandMartin L. FriedlandChair