MFDA Order

View and Download English PDF
HomeCompleted Hearings202117-Edward Henry MacDermaid › Order202117

File No. 202117

IN THE MATTER OF A DISCIPLINARY HEARING PURSUANT TO SECTIONS 20 AND 24 OF BY-LAW NO. 1 OF THE MUTUAL FUND DEALERS ASSOCIATION OF CANADA

Re: Edward Henry MacDermaid

Order

(ARISING FROM FIRST APPEARANCE HELD ON JUNE 11, 2021)

WHEREAS on May 17, 2021, the Mutual Fund Dealers Association of Canada (the “MFDA”) issued a Notice of Hearing pursuant to sections 20 and 24 of MFDA By-law No. 1 in respect of a disciplinary proceeding commenced against Edward Henry MacDermaid (the “Respondent”);

And Whereas the Notice of Hearing was served on the Respondent by e-mail on May 20, 2021;

AND WHEREAS on June 11, 2021, the first appearance in this proceeding was held by videoconference before a Chair on behalf of a hearing panel of the Atlantic Regional Council of the MFDA (the “Hearing Panel”), pursuant to section 19.13(b) of MFDA By-Law No. 1;

AND WHEREAS during the first appearance Staff and the Respondent made submissions to the Chair of the Hearing Panel with respect to scheduling and other procedural matters.

 

IT IS HEREBY ORDERED THAT:

  1. Subject to any further Order of the Hearing Panel, a further appearance in this matter shall take place by videoconference on July 14, 2021 at 10:00 a.m. (Atlantic), or as soon thereafter as the appearance can be held.

DATED: Jun 11, 2021

"George MacDonald, QC"

George MacDonald, QC

Chair


824897