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File No. 202122

IN THE MATTER OF A DISCIPLINARY HEARING
PURSUANT TO SECTIONS 20 AND 24 OF BY-LAW NO. 1 OF
THE MUTUAL FUND DEALERS ASSOCIATION OF CANADA

Re: Natasha Maureen Goodison (aka Natasha Maureen Johal)

Order

ARISING FROM FIRST APPEARANCE ON JUNE 23, 2021

WHEREAS on May 18, 2021, the Mutual Fund Dealers Association of Canada (the “MFDA”) issued a Notice of Hearing pursuant to sections 20 and 24 of MFDA By-law No. 1 in respect of a disciplinary proceeding commenced against Natasha Maureen Goodison aka Natasha Maureen Johal (the “Respondent”) which shall take place before a hearing panel of the Pacific Regional Council of the MFDA (“Hearing Panel”);

AND WHEREAS the Affidavit of Service sworn by Jackie Xue on June 3, 2021 and filed by Staff of the MFDA (“Staff”) states that, on May 26, 2021, a copy of the Notice of Hearing was sent by email and the Respondent confirmed receipt of same;

AND WHEREAS in accordance with s. 19.13(b) of the MFDA By-Law No. 1, the first appearance in this hearing was held by teleconference before a public representative (“Chair of the Hearing Panel”) of the Hearing Panel on June 23, 2021;

AND WHEREAS counsel for Staff and the Respondent attended the first appearance by videoconference and telephone, respectively, to address scheduling and other procedural matters;

IT IS HEREBY ORDERED THAT:

  1. The time for service of the Notice of Hearing pursuant to section 7.1 of the MFDA Rules of Procedure is hereby abridged and the service of the Notice of Hearing on the Respondent validated;
  2. An interim appearance in this matter shall take place on August 4, 2021, commencing at 10:00 a.m. (Pacific), or as soon thereafter as the appearance can be held; and
  3. Subject to any further order of the Hearing Panel, a hearing in this matter shall take place on August 23, 2021, commencing at 10:00 a.m. (Pacific), or as soon thereafter as the matter can be heard.

DATED: Jun 23, 2021

"Michael Carroll"

Michael Carroll

Chair


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