WHEREAS on November 11, 2021, the Mutual Fund Dealers Association of Canada (the “MFDA”) issued a Notice of Hearing pursuant to sections 20 and 24 of By-law No. 1 (the “Notice of Hearing”) in respect of a disciplinary proceeding commenced against TeamMax Investment Corp. (the “Respondent”) which shall take place before a hearing panel of the Central Regional Council (the “Hearing Panel”);
AND WHEREAS on June 7, 2022, Staff of the MFDA (“Staff”) brought a motion returnable June 15, 2022 before the Chair of the Hearing Panel (the “Chair”), seeking to obtain an order to permit a witness to be called by Staff at the hearing of this matter on the merits to testify by videoconference;
AND WHEREAS counsel for Staff and counsel for the Respondent attended the hearing of the motion by videoconference on June 15, 2022;
AND WHEREAS upon the Chair having read the motion record filed by Staff and upon being advised by the parties that the Respondent consented to Staff’s request in its Notice of Motion;
IT IS HEREBY ORDERED THAT:
- Pursuant to Rules 1.3 and 1.5 of the MFDA Rules of Procedure, the witness to be called by Staff, Melody Potter, may testify by videoconference at the hearing of this matter on the merits.
- Pursuant to section 24.2 of MFDA By-law No. 1, there will be no costs of this motion.
Thomas J. LockwoodThomas J. LockwoodChair