Order

Order
File No. 201255 & 201258

IN THE MATTER OF A DISCIPLINARY HEARING
PURSUANT TO SECTIONS 20 AND 24 OF BY-LAW NO. 1 OF
THE MUTUAL FUND DEALERS ASSOCIATION OF CANADA


Re: William Morris Adams, Bradley Gerard Crompton, Michelle Ann
Crompton, William Craig Henderson and Ian Omar Webster

ORDER



WHEREAS on December 20, 2012, the Mutual Fund Dealers Association of Canada
(the “MFDA”) issued a Notice of Hearing pursuant to sections 20 and 24 of MFDA By-law No.
1 in respect of a disciplinary proceeding commenced against Bradley Gerard Crompton;

AND WHEREAS on October 18, 2013 the MFDA issued a Notice of Hearing pursuant
to sections 20 and 24 of MFDA By-law No. 1 in respect of a disciplinary proceeding commenced
against William Morris Adams, Michelle Ann Crompton, William Craig Henderson and Ian
Omar Webster;

AND WHEREAS on August 15, 2014, an appearance in both proceedings took place by
teleconference before a Hearing Panel of the Central Regional Council of the MFDA (the
“Hearing Panel”);

AND WHEREAS the parties made submissions to the Hearing Panel at the appearance
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with respect to scheduling and other procedural matters;

IT IS HEREBY ORDERED THAT:

1.
A further appearance shall take place by teleconference before the Hearing Panel
on October 28, 2014, commencing at 9:30 a.m. (Eastern), or as soon thereafter as the
matter can be heard.


DATED this 15th day of August, 2014.

“Mark J. Sandler”
Mark J. Sandler

Chair

“Nick Pallotta”
Nick Pallotta

Industry Representative

“Selwyn Kossuth”
Selwyn Kossuth
Industry Representative

DM 390732 v2

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