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MFDA Completed Hearings

Regarding Location Date of Issue and Document Type
Zollo, Joseph
File No. 200610
Toronto, ON
May 02/07 Case Summary (MFDA imposes three and a half year suspension on Joseph Zollo)
Apr. 18/07 News Release (MFDA Hearing Panel issues Decision and Reasons respecting Approval of Settlement Agreement with Joseph Zollo)
Apr. 16/07 Decision and Reasons
Mar. 20/07 News Release (MFDA Hearing Panel Approves Settlement Agreement with Joseph Zollo)
Mar. 20/07 Order
Feb. 26/07 News Release (MFDA issues Notice of Settlement Hearing regarding Joseph Zollo)
Feb. 23/07 Notice of Settlement Hearing
Feb. 16/07 Settlement Agreement