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MFDA Completed Hearings

Regarding Location Date of Issue and Document Type
Snow, David Baxter
File No. 200809
St. John's, NL
Dec. 15/08 Case Summary (Hearing Panel imposes lifetime ban and $60,000 fine on Leo Alexander O’Brien and $10,000 fine and a suspension from acting in a supervisory or compliance capacity with a Member on David Baxter Snow)
Nov. 27/08 News Release (MFDA Hearing Panel issues Decision and Reasons respecting Leo A. O’Brien and David B. Snow Disciplinary Hearing)
Nov. 25/08 Order
Nov. 25/08 Decision and Reasons
Sept. 25/08 News Release (MFDA Atlantic Regional Hearing Council Hearing Panel Concludes Leo O’Brien and David Snow Hearing)
July 10/08 News Release (MFDA Sets Date for Leo Alexander O’Brien and David Baxter Snow Hearing in St. John’s, Newfoundland)
July 10/08 Order
May 28/08 News Release (MFDA issues Notice of Hearing regarding Leo Alexander O'Brien and David Baxter Snow)
May 15/08 Notice of Hearing