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MFDA Completed Hearings

Regarding Location Date of Issue and Document Type
Manulife Securities Investment Services Inc.
File No. 200815
Toronto, ON
Apr. 13/09 Case Summary (Hearing Panel Approves Settlement With Manulife Securities Investment Services Inc. )
Feb. 05/09 News Release (MFDA Hearing Panel issues Reasons for Decision respecting Settlement with Manulife Securities Investment Services Inc.)
Jan. 30/09 Decision and Reasons
Dec. 22/08 News Release (MFDA Hearing Panel Approves Settlement Agreement with Manulife Securities Investment Services Inc.)
Dec. 22/08 Order
Dec. 11/08 Settlement Agreement
Dec. 12/08 News Release (MFDA issues Notice of Settlement Hearing regarding Manulife Securities Investment Services Inc.)
Dec. 12/08 Notice of Settlement Hearing