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MFDA Completed Hearings

Regarding Location Date of Issue and Document Type
Sterling Mutuals Inc.
File No. 200820
Toronto, ON
Sept. 29/08 Case Summary (Hearing Panel accepts Settlement Agreement with Sterling Mutuals Inc.)
Sept. 11/08 News Release (MFDA Hearing Panel issues Decision and Reasons respecting Sterling Mutuals Inc.)
Sept. 03/08 Decision and Reasons
Aug. 21/08 News Release (MFDA Hearing Panel Approves Settlement Agreement with Sterling Mutuals Inc.)
Aug. 21/08 Order
July 24/08 Settlement Agreement
July 24/08 News Release (MFDA issues Notice of Settlement Hearing regarding Sterling Mutuals Inc.)
July 24/08 Notice of Settlement Hearing