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MFDA Completed Hearings

Regarding Location Date of Issue and Document Type
Hill & Crawford Investment Management Group Ltd.
File No. 200834
Toronto, ON
Sept. 25/09 Case Summary (Hearing Panel expels Hill & Crawford Investment Management Group
Ltd. (“Hill & Crawford”) from membership in the MFDA and imposes a
$75,000 fine on Hill & Crawford and suspends Albert Rodney Hill
(“Hill”) for a period of 2 years, permanently prohibits Hill from being a
partner, director or officer and from acting in a supervisory capacity
for a Member and imposes a $25,000 fine on Hill)
June 26/09 News Release (MFDA Hearing Panel issues Reasons for Decision in the Matter of Hill & Crawford Investment Management Group Ltd. and Albert Rodney Hill)
June 23/09 Reasons for Decision
June 10/09 News Release (MFDA Hearing Panel Makes Findings Against Hill & Crawford Investment Management Group Ltd. and Albert R. Hill)
June 10/09 Order
June 01/09 News Release (MFDA Amends Notice of Hearing in the Matter of Hill & Crawford Investment Management Group Ltd. and Albert R. Hill )
May 15/09 Amended Notice of Hearing
May 15/09 Order
Apr. 28/09 Bulletin #0371-M (Transfer of Hill & Crawford Investment Management Group Ltd. Client Accounts to Altimum Mutuals Inc.)
Apr. 22/09 News Release (MFDA Hearing Panel Suspends Hill & Crawford Investment Management Group Ltd. and Albert Rodney Hill)
Apr. 22/09 Order
Apr. 20/09 News Release (MFDA issues Notice of Application regarding Hill & Crawford Investment Management Group Ltd. and Albert Rodney Hill)
Apr. 17/09 Notice of Application
Feb. 27/09 News Release (MFDA Sets Date for Hearing in the Matter of Hill & Crawford Investment Management Group Ltd. and Albert Hill)
Feb. 27/09 Order
Jan. 13/09 News Release (MFDA issues Notice of Hearing regarding Hill and Crawford Investment Management Group Ltd. and Albert Rodney Hill)
Dec. 31/08 Notice of Hearing