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MFDA Completed Hearings

Regarding Location Date of Issue and Document Type
De Thomas Financial Corp.
File No. 200921
Toronto, ON
Jan. 19/10 Case Summary (Hearing Panel Approves Settlement With De Thomas Financial Corp.)
Sept. 10/09 News Release (MFDA Hearing Panel issues Reasons for Decision with respect to De Thomas Financial Corp. Settlement Hearing)
Sept. 03/09 Reasons for Decision
Sept. 03/09 News Release (MFDA Hearing Panel approves Settlement Agreement with De Thomas Financial Corp.)
Sept. 03/09 Order
Aug. 19/09 News Release (MFDA issues Notice of Settlement Hearing regarding De Thomas Financial Corp.)
Aug. 13/09 Notice of Settlement Hearing
Aug. 12/09 Settlement Agreement