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Completed Hearings

Regarding Location Date of Issue and Document Type
FundEX Investments Inc.
File No. 200932
Toronto, ON
Nov. 20/12 Case Summary (Hearing Panel Approves Settlement With FundEX Investments Inc.)
May 09/12 News Release (MFDA Hearing Panel issues Reasons for Decision in the matters of Investia Financial Services Inc. and FundEX Investments Inc.)
Mar. 26/12 Reasons for Decision
Jan. 27/12 News Release (MFDA Hearing Panel approves Settlement Agreement with FundEX Investments Inc.)
Jan. 27/12 Order
Dec. 16/11 News Release (MFDA issues Notice of Settlement Hearing in respect of FundEX Investments Inc.)
Dec. 16/11 Notice of Settlement Hearing
Dec. 16/11 Settlement Agreement