Skip to Main Content

MFDA Completed Hearings

Regarding Location Date of Issue and Document Type
Smith, Stephen
File No. 201017
Toronto, ON
Mar. 31/11 Case Summary (Hearing Panel imposes permanent prohibition, $76,000 fine and costs of $7,500 on Stephen Arnold Smith)
Mar. 29/11 News Release (MFDA Hearing Panel issues Reasons for Decision in the matter of Stephen Smith)
Mar. 02/11 Reasons for Decision
Mar. 02/11 Order
Feb. 09/11 News Release (MFDA Hearing Panel makes findings against Stephen Arnold Smith)
Feb. 08/11 Amended Notice of Hearing
Dec. 15/10 News Release (MFDA sets dates for Hearing on the Merits in the Matter of Stephen Smith)
Dec. 15/10 Order
Oct. 13/10 News Release (MFDA issues Notice of Hearing regarding Stephen Smith)
Sept. 28/10 Notice of Hearing