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MFDA Completed Hearings

Regarding Location Date of Issue and Document Type
Wellings, Douglas
File No. 201121
Toronto, ON
Dec. 29/11 Case Summary (MFDA imposes a Permanent ban, a $235,000 fine and costs of $7,500 on Douglas James Wellings)
Oct. 20/11 News Release (MFDA Hearing Panel issues Reasons for Decision in the matter of Douglas Wellings)
Oct. 18/11 Reasons for Decision
Sept. 27/11 News Release (MFDA Hearing Panel makes findings against Douglas Wellings)
Aug. 11/11 News Release (MFDA sets date for Hearing on the Merits in the Matter of Douglas Wellings)
Aug. 11/11 Order
July 05/11 News Release (MFDA announces disciplinary proceeding in respect of Douglas Wellings)
June 27/11 Notice of Hearing