MFDA Completed Hearings

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RegardingLocationDate of Issue and Document Type

Spencer, Vaughan

(File No. 201139)

Toronto, ON

Nov. 19/12Case Summary (Hearing Panel imposes a permanent prohibition and a $50,000 fine on Vaughan Carmen Spencer)
Aug. 20/12News Release (MFDA Hearing Panel issues Reasons for Decision in the matter of Vaughan Spencer)
July 30/12Reasons for Decision
June 13/12News Release (MFDA Hearing Panel makes findings against Vaughan Spencer)
June 13/12Order
Mar. 28/12News Release (MFDA sets date for Hearing on the Merits in the matter of Vaughan Spencer)
Mar. 28/12Order
Feb. 22/12News Release (MFDA announces disciplinary proceeding in respect of Vaughan Spencer)
Feb. 09/12Notice of Hearing