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MFDA Completed Hearings

Regarding Location Date of Issue and Document Type
Spencer, Vaughan
File No. 201139
Toronto, ON
Nov. 19/12 Case Summary (Hearing Panel imposes a permanent prohibition and a $50,000 fine on Vaughan Carmen Spencer)
Aug. 20/12 News Release (MFDA Hearing Panel issues Reasons for Decision in the matter of Vaughan Spencer)
July 30/12 Reasons for Decision
June 13/12 News Release (MFDA Hearing Panel makes findings against Vaughan Spencer)
June 13/12 Order
Mar. 28/12 News Release (MFDA sets date for Hearing on the Merits in the matter of Vaughan Spencer)
Mar. 28/12 Order
Feb. 22/12 News Release (MFDA announces disciplinary proceeding in respect of Vaughan Spencer)
Feb. 09/12 Notice of Hearing