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Completed Hearings

Regarding Location Date of Issue and Document Type
Lam, Alex
File No. 201202
Toronto, ON
Nov. 19/12 Case Summary (Hearing Panel Accepts Settlement with Alex Wai Yuk Lam)
Oct. 15/12 News Release (MFDA Hearing Panel issues Reasons for Decision in the matter of Alex Lam)
Sept. 17/12 Reasons for Decision
Sept. 11/12 News Release (MFDA Hearing Panel accepts Settlement Agreement with Alex Lam)
Sept. 11/12 Order
Sept. 05/12 News Release (MFDA issues Notice of Settlement Hearing in respect of Alex Wai Yuk Lam)
Sept. 05/12 Notice of Settlement Hearing
Sept. 04/12 Settlement Agreement
Aug. 08/12 News Release (MFDA sets date for Hearing on the Merits in the matter of Alex Lam)
July 09/12 News Release (MFDA announces disciplinary proceeding in respect of Alex Lam)
June 28/12 Notice of Hearing