Completed Hearings

Regarding Location Date of Issue and Document Type
Kelly, Scott
File No. 201214
 Toronto, ON
March 21/13 Case Summary (Hearing Panel imposes a permanent prohibition and a $50,000 fine on Scott Michael Kelly)
Feb. 07/13 News Release (MFDA Hearing Panel issues Decision and Reasons (Penalty) in the matter of Scott Kelly)
Jan. 17/13 Decision and Reasons (Penalty)
Jan. 17/13 Order
Jan. 15/13 News Release (MFDA Hearing Panel reserves judgment on penalty in the matter of Scott Kelly)
Nov. 27/12 News Release (MFDA announces date for continuation of Hearing on the Merits in the matter of Scott Kelly)
Nov. 20/12 News Release (MFDA Hearing Panel makes findings against Scott Kelly and issues Decision and Reasons (Misconduct))
Oct. 23/12 Decision and Reasons (Misconduct)
Oct. 12/12 News Release (MFDA Hearing Panel reserves judgment in the matter of Scott Kelly)
Oct. 02/12 News Release (MFDA announces change of venue for Hearing on the Merits in the matter of Scott Kelly)
Aug. 21/12 News Release (MFDA sets date for Hearing on the Merits in the matter of Scott Kelly)
Aug. 21/12 Order
July 03/12 News Release (MFDA announces disciplinary proceeding in respect of Scott Kelly)
June 22/12 Notice of Hearing