Completed Hearings

Regarding Location Date of Issue and Document Type
Wealth Advisory Services Ltd.
File No. 201225
 Toronto, ON
Feb. 08/16 Case Summary (Hearing Panel Imposes Penalties on Robert James Thiessen and Wealth Advisory Services Ltd.)
Jan. 28/16 News Release (MFDA Hearing Panel issues Decision and Reasons (Penalty) in the matter of Robert James Thiessen and Wealth Advisory Services Ltd.)
Jan. 27/16 Decision and Reasons (Penalty)
Jan. 27/16 Order
Nov. 24/15 News Release (MFDA Hearing Panel reserves judgment on penalty in the matter of Robert James Thiessen and Wealth Advisory Services Ltd.)
Aug. 25/15 News Release (MFDA announces date for penalty hearing in the matter of Robert James Thiessen and Wealth Advisory Services Ltd.)
June 15/15 News Release (MFDA Hearing Panel makes findings against Robert James Thiessen and Wealth Advisory Services Ltd. and issues Decision and Reasons (Misconduct))
June 12/15 Decision and Reasons (Misconduct)
Feb. 05/14 News Release (MFDA commences Hearing on the Merits in the matter of Robert Thiessen and Wealth Advisory Services Ltd.)
Oct. 15/13 News Release (MFDA sets dates for Hearing on the Merits in the matter of Robert Thiessen and Wealth Advisory Services Ltd.)
Oct. 15/13 Amended Notice of Hearing
Oct. 15/13 Order
Sept. 23/13 News Release (MFDA schedules next appearance in the matter of Robert Thiessen and Wealth Advisory Services Ltd.)
July 23/13 News Release (MFDA schedules next appearance in the matter of Robert Thiessen and Wealth Advisory Services Ltd.)
Apr. 16/13 News Release (MFDA reschedules appearance in the matter of Robert Thiessen and Wealth Advisory Services Ltd.)
Feb. 26/13 News Release (MFDA schedules next appearance in the matter of Robert Thiessen and Wealth Advisory Services Ltd.)
Feb. 05/13 News Release (MFDA announces disciplinary proceeding in respect of Robert Thiessen and Wealth Advisory Services Ltd.)
Dec. 20/12 Notice of Hearing