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MFDA Completed Hearings

Regarding Location Date of Issue and Document Type
Equity Associates Inc.
File No. 201251
Toronto, ON
Nov. 02/15 Case Summary (Hearing Panel Imposes Penalties on Equity Associates Inc.)
May 27/15 News release (MFDA Hearing Panel issues Reasons for Decision in the matter of Equity Associates Inc.)
May 27/15 Reasons for Decision
Apr. 15/15 News Release (MFDA Hearing Panel accepts Settlement Agreement with Equity Associates Inc.)
Apr. 13/15 Order
Apr. 08/15 News Release (MFDA announces settlement hearing to take place in respect of Equity Associates Inc.)
Mar. 25/15 Settlement Agreement
Feb. 03/15 News Release (MFDA sets dates for Hearing on the Merits in the matter of Equity Associates Inc.)
Feb. 03/15 Order
Jan. 08/15 News Release (MFDA announces disciplinary proceeding in respect of Equity Associates Inc.)
Dec. 18/14 Notice of Hearing