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MFDA Completed Hearings

Regarding Location Date of Issue and Document Type
Theroux, Alain
File No. 201307
Toronto, ON
April 21/15 Case Summary (Hearing Panel Imposes Penalties on Alain Armand Joseph Theroux)
April 02/14 News Release (MFDA Hearing Panel issues Reasons for Decision in the matter of Alain Theroux)
April 01/14 Reasons for Decision
Oct. 21/13 News Release (MFDA Hearing Panel makes findings against Alain Theroux)
Oct. 21/13 Order
July 08/13 News Release (MFDA sets date for Hearing on the Merits in the matter of Alain Theroux)
July 08/13 Order
May 15/13 News Release (MFDA announces disciplinary proceeding in respect of Alain Theroux)
May 07/13 Notice of Hearing