MFDA Completed Hearings

Regarding Location Date of Issue and Document Type
Carruthers, Orville Keith
File No. 201345
 Toronto, ON
Apr. 28/14 Case Summary (Hearing Panel accepts settlement with Keith Carruthers and imposes $5,000 Fine)
Dec. 11/13 News Release (MFDA Hearing Panel issues Reasons for Decision in the matter of O. Keith Carruthers)
Dec. 11/13 Reasons for Decision
Oct. 24/13 News Release (MFDA Hearing Panel accepts Settlement Agreement with Orville Carruthers)
Oct. 23/13 Order
Oct. 10/13 News Release (MFDA issues Notice of Settlement Hearing in respect of Orville Carruthers)
Oct. 02/13 Notice of Settlement Hearing
Sept. 27/13 Settlement Agreement