MFDA Completed Hearings

HomeCompleted Hearings › Case 201345 - Carruthers, Orville Keith
RegardingLocationDate of Issue and Document Type

Carruthers, Orville Keith

(File No. 201345)

Toronto, ON

Apr. 28/14Case Summary (Hearing Panel accepts settlement with Keith Carruthers and imposes $5,000 Fine)
Dec. 11/13News Release (MFDA Hearing Panel issues Reasons for Decision in the matter of O. Keith Carruthers)
Dec. 11/13Reasons for Decision
Oct. 24/13News Release (MFDA Hearing Panel accepts Settlement Agreement with Orville Carruthers)
Oct. 23/13Order
Oct. 10/13News Release (MFDA issues Notice of Settlement Hearing in respect of Orville Carruthers)
Oct. 02/13Notice of Settlement Hearing
Sept. 27/13Settlement Agreement