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MFDA Completed Hearings

Regarding Location Date of Issue and Document Type
W. H. Stuart Mutuals Ltd.
File No. 201426
Markham, ON
Jan. 28/20 Enforcement Bulletin #0805-E – Update on Marilyn Dianne Stuart and W.H. Stuart Mutuals Ltd.
Feb. 23/17 Case Summary (Hearing Panel Imposes Penalties on W.H. Stuart Mutuals Ltd., Marilyn Dianne Stuart and Walter Howard Stuart)
May 16/16 News Release (MFDA Hearing Panel issues Decision and Reasons (Penalty) in the matter of W. H. Stuart Mutuals Ltd., Marilyn Dianne Stuart and Walter Howard Stuart)
May 16/16 Decision and Reasons (Penalty)
May 16/16 Order
Apr. 29/16 News Release (MFDA Hearing Panel imposes sanctions on W. H. Stuart Mutuals Ltd., Marilyn Dianne Stuart and Walter Howard Stuart)
Apr. 28/16 News Release (MFDA amends hearing start time in the matter of W. H. Stuart Mutuals Ltd., Marilyn Dianne Stuart and Walter Howard Stuart)
Apr. 25/16 News Release (MFDA Hearing Panel makes findings and issues Decision and Reasons (Misconduct) in the matter of W. H. Stuart Mutuals Ltd., Marilyn Dianne Stuart and Walter Howard Stuart)
Apr. 25/16 Decision and Reasons (Misconduct)
Feb. 19/16 News Release (MFDA commences Hearing on the Merits in the matter of W. H. Stuart Mutuals Ltd., Marilyn Dianne Stuart and Walter Howard Stuart)
Dec. 17/15 News Release (MFDA Hearing Panel sets date for Hearing on the Merits in the matter of W. H. Stuart Mutuals Ltd., Marilyn Dianne Stuart and Walter Howard Stuart)
Dec. 17/15 Order
Nov. 09/15 News Release (MFDA Hearing Panel schedules next appearance in the matter of W. H. Stuart Mutuals Ltd., Marilyn Dianne Stuart and Walter Howard Stuart)
Oct. 09/15 News Release (MFDA Hearing Panel schedules next appearance in the matter of W. H. Stuart Mutuals Ltd., Marilyn Dianne Stuart and Walter Howard Stuart)
Oct. 06/15 Order
June 24/15 News Release (MFDA Hearing Panel schedules next appearance in the matter of W. H. Stuart Mutuals Ltd., Marilyn Dianne Stuart and Walter Howard Stuart)
June 24/15 Order
Mar. 12/15 News Release (MFDA Hearing Panel confirms next appearance in the matter of W. H. Stuart Mutuals Ltd., Marilyn Dianne Stuart and Walter Howard Stuart)
Jan. 06/15 News Release (MFDA Hearing Panel schedules next appearance in the matter of W. H. Stuart Mutuals Ltd., Marilyn Dianne Stuart and Walter Howard Stuart)
Jan. 06/15 Order
Nov. 28/14 News Release (MFDA announces disciplinary proceeding in respect of W. H. Stuart Mutuals Ltd., Marilyn Dianne Stuart and Walter Howard Stuart)
Nov. 27/14 Notice of Hearing