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MFDA Completed Hearings

Regarding Location Date of Issue and Document Type
Shaw, Frank K.
File No. 201437
Toronto, ON
Dec. 16/15 Case Summary (Hearing Panel Imposes Penalties on Richard Dhur and Frank Shaw)
Sept. 10/15 News Release (MFDA Hearing Panel issues Reasons for Decision in the matter of Richard Dhur and Frank Shaw)
Sept. 10/15 Reasons for Decision
Aug. 14/15 News Release (MFDA Hearing Panel makes findings against Frank Shaw)
July 28/15 Order
June 15/15 Agreed Statement of Facts
Apr. 27/15 News Release (MFDA sets date for Hearing on the Merits in the matter of Frank K. Shaw)
Apr. 27/15 Order
Feb. 23/15 News Release (MFDA schedules next appearance in the matter of Frank K. Shaw)
Feb. 04/15 News Release (MFDA announces disciplinary proceeding in respect of Frank K. Shaw)
Dec. 19/14 Notice of Hearing