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MFDA Completed Hearings

Regarding Location Date of Issue and Document Type
Sun Life Financial Investment Services (Canada) Inc.
File No. 201520
Toronto, ON
Nov. 02/15 Case Summary (Hearing Panel Imposes Penalties on Sun Life Financial Investment Services (Canada) Inc.)
Oct. 01/15 News Release (MFDA Hearing Panel issues Reasons for Decision in the matter of Sun Life Financial Investment Services (Canada) Inc.)
Oct. 01/15 Reasons for Decision
July 29/15 News Release (MFDA accepts Settlement Agreement in respect of Sun Life Financial Investment Services (Canada) Inc.)
July 29/15 Order
July 16/15 News Release (MFDA issues Notice of Settlement Hearing in respect of Sun Life Financial Investment Services (Canada) Inc.)
July 16/15 Settlement Agreement
July 06/15 Notice of Settlement Hearing