Completed Hearings

Regarding Location Date of Issue and Document Type
HollisWealth Advisory Services Inc.
File No. 201532
 Toronto, ON
Dec. 16/15 Case Summary (Hearing Panel Imposes Penalties on HollisWealth Advisory Services Inc.)
Dec. 09/15 News Release (MFDA Hearing Panel issues Reasons for Decision in the matter of HollisWealth Advisory Services Inc.)
Dec. 08/15 Reasons for Decision
Nov. 24/15 News Release (MFDA Hearing Panel accepts settlement agreement with HollisWealth Advisory Services Inc.)
Nov. 24/15 Order
Nov. 23/15 Settlement Agreement
Nov. 18/15 News Release (MFDA issues Notice of Settlement Hearing in respect of HollisWealth Advisory Services Inc.)
Nov. 16/15 Notice of Settlement Hearing