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MFDA Completed Hearings

Regarding Location Date of Issue and Document Type
Weller, James
File No. 201544
Toronto, ON
Mar. 28/16 Case Summary (Hearing Panel Imposes Penalties on James Weller)
Feb. 22/16 News Release (MFDA Hearing Panel issues Reasons for Decision in the matter of James Weller)
Feb. 19/16 Reasons for Decision
Nov. 26/15 News Release (MFDA Hearing Panel approves three Settlement Agreements)
Nov. 26/15 Order
Oct. 20/15 News Release (MFDA issues Notice of Settlement Hearing in respect of James Weller)
Oct. 09/15 Notice of Settlement Hearing
Sept. 27/15 Settlement Agreement