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Completed Hearings

Regarding Location Date of Issue and Document Type
Connor Financial Corporation
File No. 201608
Victoria, BC
July 22/16 Case Summary (Hearing Panel Imposes Penalties on Connor Financial Corporation)
May 19/16 News Release (MFDA Hearing Panel makes an Order and issues Decision and Reasons in the matter of Connor Financial Corporation)
Apr. 29/16 Order
Apr. 29/16 Decision and Reasons
Jan. 20/16 Notice of Application