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MFDA Completed Hearings

Regarding Location Date of Issue and Document Type
Phillips, Robert Kenneth
File No. 201631
Calgary, AB
Mar. 02/17 News Release (MFDA Hearing Panel issues Decision and Reasons (Penalty) in the matter of Robert Kenneth Phillips)
Feb. 28/17 Decision and Reasons (Penalty)
Feb. 28/17 Order
Dec. 12/16 News Release (MFDA Hearing Panel reserves judgment on penalty in the matter of Robert Phillips)
Nov. 28/16 News Release (MFDA announces venue for Hearing on the Merits in the matter of Robert Phillips)
Aug. 25/16 News Release (MFDA sets date for Hearing on the Merits in the matter of Robert Phillips)
Aug. 25/16 Order
Aug. 08/16 News Release (MFDA announces disciplinary proceeding in respect of Robert Phillips)
June 17/16 Notice of Hearing