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Completed Hearings

Regarding Location Date of Issue Document Type
Professional Investments (Kingston) Inc.
File No. 201644
Toronto, ON February 6, 2017 News Release (MFDA Hearing Panel issues Reasons for Decision in the matter of Professional Investments (Kingston) Inc.)
February 2, 2017 Reasons For Decision
January 25, 2017 News Release (MFDA Hearing Panel accepts settlement agreement with Professional Investments (Kingston) Inc.)
January 20, 2017 Order
January 11, 2017 News Release (MFDA issues Notice of Settlement Hearing in respect of Professional Investments (Kingston) Inc.)
December 21, 2016 Settlement Agreement
December 16, 2016 Notice of Settlement Hearing