Completed Hearings

Regarding Location Date of Issue and Document Type
Bansal, Gurpeet
File No. 201664
 Kelowna, BC
May 19/17 News Release (British Columbia Securities Commission issues decision in the matter of Gurpreet Singh Bansal)
Jan. 23/17 News Release (Respondent applies for review of MFDA Hearing Panel decision in the mater of Gurpreet Singh Bansal)
Jan. 06/17 Case Summary (Hearing Panel Imposes Penalties on Gurpreet Singh Bansal)
Nov. 23/16 News Release (MFDA Hearing Panel issues Reasons for Decision in the matter of Gurpreet Singh Bansal)
Nov. 23/16 Reasons for Decision
Oct. 07/16 News Release (MFDA Hearing Panel makes findings and imposes sanctions against Gurpreet Bansal)
Oct. 06/16 Order
Sept. 13/16 News Release (MFDA sets date for Hearing on the Merits in the matter of Gurpreet Singh Bansal)
Sept. 13/16 Order
Sept. 12/16 Agreed Statement of Facts
Sept. 02/16 News Release (MFDA announces disciplinary proceeding in respect of Gurpreet Singh Bansal)
Aug. 23/16 Notice of Hearing