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MFDA Completed Hearings

Regarding Location Date of Issue Document Type
Sun Life Financial Investment Services (Canada) Inc.
File No. 201775
Toronto, ON March 6, 2018 News Release (MFDA Hearing Panel issues Reasons for Decision in the matter of Sun Life Financial Investment Services (Canada) Inc.)
March 5, 2018 Reasons For Decision
December 21, 2017 News Release (MFDA Hearing Panel approves settlement agreement with Sun Life Financial Investment Services (Canada) Inc.)
December 20, 2017 News Release (MFDA Hearing Panel reserves judgment at settlement hearing in respect of Sun Life Financial Investment Services (Canada) Inc.)
December 20, 2017 Order
December 18, 2017 Settlement Agreement
December 18, 2017 News Release (MFDA issues Notice of Settlement Hearing in respect of Sun Life Financial Investment Services (Canada) Inc.)
December 15, 2017 Notice of Settlement Hearing