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MFDA Completed Hearings

Regarding Location Date of Issue Document Type
Tradex Management Inc.
File No. 201785
Toronto, ON March 19, 2018 News Release (MFDA Hearing Panel issues Reasons for Decision in the matter of Brien Ingram Robertson Marshall, Blair Robert Cooper, and Tradex Management Inc.)
March 19, 2018 Reasons For Decision
December 21, 2017 News Release (MFDA Hearing Panel approves settlement agreement with Brien Ingram Robertson Marshall, Blair Robert Cooper, and Tradex Management Inc.)
December 20, 2017 Order
November 17, 2017 News Release (MFDA issues Notice of Settlement Hearing in respect of Brien Ingram Robertson Marshall, Blair Robert Cooper, and Tradex Management Inc.)
October 27, 2017 Notice of Settlement Hearing
October 24, 2017 Settlement Agreement